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Washington DFI Urges Licensees to Prepare for Outage of NASAA Electronic Filing Depository Jan. 1 to Jan. 6

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(Olympia, WA) – The Washington State Department of Financial Institutions (DFI) Securities Division advises filers who use the North American Securities Administrators Association Electronic Filing Depository™ (“EFD”) that the system will be offline and unavailable to all filers and regulators Jan. 1 through Jan. 5. If your filing is due during those dates, DFI advises you to file before midnight, Dec. 31, 2024.

If you must make a filing during this timeframe that you would otherwise file through EFD, you may still file using paper filings made to the Washington Division of Securities. Forms are available at https://dfi.wa.gov/securities/forms. If you have questions or concerns, please contact DFI’s Securities Registration Unit by email (securitiesregistration@dfi.wa.gov) or phone (360-902-8760).